Corporate Finance

Henderson & Koplik LLP provides legal services to issuers and the financial services industry as follows: 

  • General representation of investment bankers, broker/dealers  investment advisors
  • Private Placements
  • Private equity
  • Venture capital
  • Project finance
  • Hedge funds

Recent Engagements

  • Represented a start-up tech company on a multi- million-dollar investment from Korea
  • Represented special purpose vehicles investing in: an internet security business; an online bond trading platform; medical devices; and financial service businesses
  • Represented an investment funds in the purchase shares in the Second Market of social media companies such as Facebook Linkedin, Twitter, Alibaba, and Palantir
  • Acted as counsel to a retail brokerage in its formation and capital raise